Investment Holdings

Templates

Investment Holdings

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Wealth Management

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Datapoint

Description

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Account Holder or Trustee First Name

Returns the first name of the individual listed as the account holder or trustee.

Account Holder or Trustee Last Name

Returns the last name of the individual listed as the account holder or trustee.

Holding Name

Returns the full legal name of the active security (e.g., "Apple Inc").

Holding Type

Identifies the category of the asset, such as Stock, Mutual Fund, Bond, Treasury, Cash, Option, or Other.

Holding Symbol

Captures the ticker symbol of the security, if available.

Holding Quantity

Indicates the number of units currently held for the security.

Holding CUSIP Number

Returns the 9-digit CUSIP identifier, where applicable.

Holding Market Value

Captures the current market value of the holding. Can be negative or blank.

Holding Cost Basis

Returns the original cost basis used for the investment, if provided.

Holding Adjusted Cost Basis

Indicates any adjusted cost basis used for the asset, if available.

Security Name

Returns the name of the security involved in the transaction.

Security Transaction Date

Captures the settlement date of the transaction.

Security Quantity

Indicates how many shares or units were purchased or sold.

Transaction Type

Specifies whether the transaction was a Purchase or a Sale.

An investment holdings statement lists a client’s portfolio details—such as ticker symbols, quantities, cost basis, and market value—typically issued by custodians or brokerages. Wealth managers often need to pull this information into planning software or CRM systems to assess asset allocation, calculate tax implications, or onboard new clients.

Using AI to automatically extract this data eliminates manual entry, reduces errors, and accelerates workflows like portfolio reviews, risk analysis, and compliance checks. This automation improves efficiency, ensures data accuracy, and enables faster, more personalized financial advice.

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